Disclosures

Astra Ventures (which is the dba for Astra Ventures Investment Partners LLC) is an investment adviser registered with the State of Tennessee. Advisory services are only offered to clients or prospective clients where Astra Ventures and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Astra Ventures unless a client service agreement is in place.

PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH ACCOUNTS OF QUALIFIED ELIGIBLE PERSONS, THIS WEBSITE, BROCHURE OR ACCOUNT DOCUMENT IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE COMMISSION. THE COMMODITY FUTURES TRADING COMMISSION DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A TRADING PROGRAM OR UPON THE ADEQUACY OR ACCURACY OF COMMODITY TRADING ADVISOR DISCLOSURE. CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS TRADING PROGRAM OR THIS BROCHURE OR ACCOUNT DOCUMENT.

This presentation does not constitute an offer to sell or the solicitation of any offer to buy any financial instruments. The investment themes summarized in this presentation are not intended to be complete and material aspects of the terms and guidelines may change over time.

While the information prepared in this presentation is believed to be accurate, neither Astra Ventures Investment Partners LLC ("Astra") nor any of its affiliates or representatives (i) makes any express or implied warranty as to the completeness or accuracy of this presentation, (ii) shall be liable for errors appearing in this presentation or (iii) has any duty to update this presentation or any of the information contained herein. There is no guarantee that any investment objectives will be achieved.

Certain information contained herein constitutes "forward-looking statements," which can be identified by the use of terms such as "may", "will", "should", "expect", "anticipate", "project", "estimate", "intend", "continue," "target" or "believe" (or the negatives thereof) or other variations thereon or comparable terminology. Due to various risks and uncertainties, actual events or results or actual performance may differ materially from those reflected or contemplated in such forward-looking statements. As a result, investors should not rely on such forward-looking statements in making their investment decisions. No representation or warranty is made as to future performance or such forward-looking statements.

The information herein is not intended to provide, and should not be relied upon for, accounting, legal or tax advice or investment recommendations. A recipient of this presentation should consult his or her tax, legal, accounting or other advisors about the matters discussed herein.

An investment in the strategies discussed herein is speculative and involves a high degree of risk including the risk that an investor may lose some or all of its investment. Leverage will be employed in the strategies discussed herein, which can make investment performance volatile. An investor should not make an investment unless it is prepared to lose some, all or amounts in excess of its investment.

YOU SHOULD ALSO BE AWARE THAT THIS COMMODITY TRADING ADVISOR MAY ENGAGE IN TRADING FOREIGN FUTURES OR OPTIONS CONTRACTS. TRANSACTIONS ON MARKETS LOCATED OUTSIDE THE UNITED STATES, INCLUDING MARKETS FORMALLY LINKED TO A UNITED STATES MARKET MAY BE SUBJECT TO REGULATIONS WHICH OFFER DIFFERENT OR DIMINISHED PROTECTION. FURTHER, UNITED STATES REGULATORY AUTHORITIES MAY BE UNABLE TO COMPEL THE ENFORCEMENT OF THE RULES OF REGULATORY AUTHORITIES OR MARKETS IN NON-UNITED STATES JURISDICTIONS WHERE YOUR TRANSACTIONS MAY BE EFFECTED. BEFORE YOU TRADE YOU SHOULD INQUIRE ABOUT ANY RULES RELEVANT TO YOUR PARTICULAR CONTEMPLATED TRANSACTIONS AND ASK THE FIRM WITH WHICH YOU INTEND TO TRADE FOR DETAILS ABOUT THE TYPES OF REDRESS AVAILABLE IN BOTH YOUR LOCAL AND OTHER RELEVANT JURISDICTIONS.

PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS, and there can be no assurance that any returns will be achieved. There can be no assurance that the proposed strategy will be implemented on the terms described herein or at all. FUTURES TRADING IS SPECULATIVE, INVOLVES SUBSTANTIAL RISK AND IS NOT SUITABLE FOR ALL INVESTORS. PROCEED IF YOU ARE A QUALIFIED INVESTOR, AS DEFINED IN CFTC REGULATION 4.7.

INFORMATION IN THIS PRESENTATION IS INTENDED FOR USE ONLY BY QUALIFIED ELIGIBLE PERSONS AS DEFINED IN CFTC REGULATION 4.7. THE INFORMATION PRESENTED IS NOT A SOLICITATION FOR INVESTMENT.

 

General Notice to Users: While we appreciate your comments and feedback, please be aware that any form of testimony from current or past clients about their experience with our firm on our website or social media platforms is strictly forbidden under current securities laws.

 

Hyperlinks

Astra Ventures provides links for convenience to websites produced by other providers who are independent of Astra Ventures and industry related material. Accessing websites through links directs you away from our website. Astra Ventures is not responsible for errors or omissions in the material on third party websites, and does not necessarily approve of or endorse the information provided. Users who gain access to third party websites may be subject to the copyright and other restrictions on use imposed by those providers and assume responsibility and risk from use of those websites.

For information pertaining to the registration status of Astra Ventures, please contact us or refer to the Investment Adviser Public Disclosure web site (www.adviserinfo.sec.gov).

For additional information about Astra Ventures, including fees and services, send for our disclosure brochure as set forth on Form ADV using the contact information herein. Please read the disclosure statement carefully.

 

Regulation S-AM: Under Regulation S-AM, a registered investment adviser is prohibited from using eligibility information that it receives from an affiliate to make a marketing solicitation unless: (1) the potential marketing use of that information has been clearly, conspicuously and concisely disclosed to the
consumer; (2) the consumer has been provided a reasonable opportunity and a simple method to opt out of receiving the marketing solicitations; and (3) the consumer has not opted out. Astra Ventures does not receive information regarding marketing eligibility from affiliates to make solicitations.

 

Privacy Policy

Astra Ventures Investment Partners LLC which dba Astra Ventures (“Astra Ventures” or “Adviser”). Astra Ventures respects your privacy and only collects the information we need to service your account and administer our business. We are committed to keeping your information confidential and we place strict limits and controls on the use and sharing of your information.

 

What does Astra Ventures do with your personal information?

 

 As a registered investment adviser, Astra Ventures must comply with SEC Regulation S-P, which requires registered advisers to adopt policies and procedures to protect the nonpublic personal information of natural person consumers and customers and to disclose to such persons, policies and procedures for protecting that information.

 
What types of information does Astra Ventures collect?

 

 The types of nonpublic personal information we collect and share depend on the product or service you have with us. This information can include:

 

  • Information we receive from you through applications or other forms, correspondence, or conversations, including, but not limited to, your name, address, phone number, social security number, assets, income and date of birth
  • Information about your transactions with us, our affiliates, or others, including, but not limited to, your account number and balance, payment history, parties to transactions, cost basis information, and other financial information.

 
How does Astra Ventures protect your information?

 

 To fulfill our privacy commitment we have instituted firm-wide practices to safeguard your personal information:

  • We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information, to ensure that we are complying with our own policy, industry practices, and federal regulations.
  • We restrict access to nonpublic personal information about you to authorized employees who need the information to administer your business.
  • We do not disclose nonpublic personal information about our current or former clients to nonaffiliated third parties, except in the following circumstances:
    • As necessary to provide the service that the client has requested or authorized, or to maintain and service the client's account
    • As required by regulatory authorities or law enforcement officials
    • To the extent reasonably necessary to prevent fraud and unauthorized transactions.
    • Upon consent from the client.
  • We do not participate in third party services that may collect personally identifiable information about your online activities over time or across different websites when using our website.
  • We do not respond to browsers “do not track” signals or other mechanisms regarding the collection of personally identifiable information about your online activities over time or across different websites when using our website.
  • Should your relationship end with Astra Ventures, your nonpublic personal information will remain protected in accordance with our privacy practices outlined in this policy.
  • Annually, we provide a copy of our Privacy Policy Disclosure to clients.